| The Principle of Bridge Captaincy 
                Aye-aye, Captain! 
                Before we begin, let’s regress to a bit of nostalgia. Did you 
                know the term “Aye-aye” originated with the crew pledging 
                allegiance and devotion to their captain? It seems the Vikings 
                were a rough bunch who grabbed prisoners and would vote on 
                whether or not their captive would be allowed to become a 
                shipmate - always the best option for the prisoner’s longevity! 
                Hopefully, the ayes win! If “invited”, the prisoner could then 
                affirm his oath by pledging to the captain “aye-aye.” 
                 
                Fortunately, our game of Bridge is more civil. Yet once the 
                partnership agrees on who is the captain during bidding, it’s 
                definitely “mutiny on the bounty” when a shipmate tries to take 
                charge. Okay, let’s get into what this captaincy is all about. 
                In the beginning there were three types of bids – forcing, 
                invitational and signoff. As we’ve learned early in our Bridge 
                career, most bids in a new suit are forcing, sometimes known as 
                demand bids. Take note that forcing bids do not involve Notrump 
                calls or bidding a previous suit. Here are a few basic examples: 
                1C – 1H;Responder’s strength unlimited (6+ points)
 
                1S – 2C;Responder’s strength unlimited (10+ points)
 
                1H – 1S;When opener makes a strong jump shift to the 3C 3 level, the bid 
                is game-forcing (promising 19+ playing points); after all, 
                responder’s bid only promises 6 points with a 1 level bid.
 
                1D – 1H;1S – 2C;
 Opener’s 1 level new suit rebid is "almost" forcing, showing up 
                to 18 points (the opponents are not bidding so it's rare to stop 
                at the 1 level). When responder wishes to keep the auction 
                “alive” but not make a draconian bid, bidding the fourth suit is 
                a convenient way to make a forcing bid. This allows partner the 
                opportunity to continue the description of the hand.
 
                Invitational bids suggest continued bidding, usually for game, 
                when partner has extra values not disclosed on a prior bid. 
                Notice that these bids do use a jump in Notrump or partner’s 
                suit:  
                1N – 2N;
                Our garden variety game invite.
 
                1H – 3H;Most players prefer to use the jump raise to invite game in 
                partner’s major suit. Many play a similar treatment in the minor 
                suits.
 
                1D – 2N;The common treatment for a jump raise from partner’s minor suit 
                opening to 2 Notrump is invitational. Many years ago folks 
                played both this bid and the above major suit jump as game 
                forcing but since responder could simply bid game directly, the 
                modern treatment is to play these calls as inviting game.
 
                1D – 1H;2C
 Hmm, this time it’s the opener who bid a new suit. When the rank 
                of the second suit is lower than the first, it is not forcing. 
                Instead, the second suit shows a two-suited hand (nice 
                description, eh?)
 
                Now let’s consider signoff bids. Generally, a player signs off 
                by:1. Bidding partner’s suit at the lowest level
 2. Rebidding own suit at the lowest level
 3. Bidding Notrump at the lowest level
 
                Let’s checkout some signoff bids. A signoff bid signals that the 
                partner holds minimum values and does not have an interest in 
                further bidding:  
                1H – P;Opener bids 1 Heart and partner passes, showing less than 6 
                point – definitely a signoff!
 
                1C – 1N;Responder bids Notrump, wanting to signoff with 6-10 points. 
                With 16+ points, opener may invite game with an appropriate 
                rebid, or directly bid game with 19+ points.
 
                1C – 1S;2C
 Opener rebids original suit, a signoff request with 12-15 points 
                held by opener. Responder should pass with 6-9 points, invite 
                game with 10-12 points, or force game with 13+ points.
 
                1D – 1H;1N
 Opener’s Notrump rebid also shows 12-15 points; With a better 
                hand, opener would have opened with a 1 Notrump bid. The 
                responder has the same choices here as the prior hand.
 
                1C – 1S;2C – 2S;
 Opener’s 2C rebid is a signoff request, usually with a 6+ card 
                suit or a 5 card suit with side-suit shortness. Responder 
                persists bidding 2S, showing a 6+ card suit as well, requesting 
                signoff.
 
                1S – 1N;2S
 Responder tried to signoff with 1 Notrump but opener rebids own 
                suit, also a signoff bid. What’s going on here? Apparently 
                opener has a decent 6+ card suit and would rather play in 
                opener’s own suit.
 
                Thus, when either player limits their playing strength by making 
                the cheapest Notrump or suit rebid, it’s up to partner to place 
                the contract. As we have seen above, the partner has the 
                following options:  
                1. With minimum values, pass or rebid own suit with extra 
                length.  
                2. With extra values yet not enough to promise game, make an 
                invitational rebid. Invitational rebids include jump rebidding 
                at the 3 level in either your suit or partners, rebidding 2 
                Notrump*, or temporizing by making a bid in a new suit. 
                 
                3. With game-going values (25+ points for partnership), bid 
                game. Here’s a situation where a cliché works well – “the one 
                who knows, goes!”  
                * A jump rebid of 2 Notrump by opener is almost game forcing, 
                showing a hand stronger than a 1 Notrump opener. 
                 
                1D – 1S;2N
 
                * However a jump rebid by responder is merely invitational, 
                showing less than a full opener.  
                1D – 1H;1S – 2N
 
                Now let’s turn our attention to the “dark side” where a player 
                ignores the principle of captaincy, perhaps confusing a few 
                basic tenants. For instance, partner’s signoff bid is a request, 
                not a mandate. When you have extra strength as captain, you can 
                still make invitational or forcing rebids. In essence, 
                invitational bids are a “shared captaincy,” asking partner to 
                pass with minimum values, or make a forward-going bid with extra 
                values. A classic example is:  
                1N – 2N;While the 1 Notrump opener promises a nice hand, Notrump opening 
                bids typically limit the hand to a 3 point range (15-17 points 
                or 16-18 points, depending on partnership agreements). So 
                responder’s call shows invitational values, asking partner to 
                rebid 3 Notrump with values near the top end of partner’s range.
 
                Unfortunately, some players either forget or refuse to 
                relinquish captaincy. At best, such an action does not instill 
                partnership confidence or trust. Hopefully neither you nor your 
                partner are guilty of these mutinous bids (opponent bids are in 
                parenthesis):  
                
                
                1H – (P)   – 1N - (2S); 
                
                P 
                –   (P)   – 3C – (P); 
                
                P 
                -    (3S) – 4H ! 
                After partner opened 1 Heart, responder gave up captaincy 
                bidding 1 Notrump signoff denying Heart support and showing a 
                minimum hand (6-9 points for responder). However, when the 
                opponents entered the auction finding a Spade fit, the responder 
                ignored the captaincy principle by making a 4 Heart bid. 
                Certainly the 3 Club bid was reasonable, wanting to compete in 
                responder’s long suit but the 4 Heart bid was completely 
                unwarranted. In another situation, a weak argument might be made 
                about taking a sacrifice with favorable vulnerability, but not 
                here. Quite possibly the opponents have pushed too high by 
                bidding 3 Spades, particularly since the opener-responder 
                probably have half the points in the deck and a suit misfit. 
                Secondly, responder is under no obligation to “save” the 
                contract when partner still has another opportunity to bid; see 
                “free 
                bids” for details explaining extra strength requirements to 
                make an option call in the direct seat (when partner still has 
                an opportunity to bid). Perhaps the opener will bid 4 Clubs or, 
                better yet, Double the opponents for penalty. Thus, responder’s 
                4 Heart bid at best shows a misunderstanding of captaincy. Let’s 
                look a few variations involving the often maligned preempt:
                 
                3C – 3N;4C !
 When a player makes a preempt bid, they are limiting their hand. 
                Obviously, they are relinquishing captaincy for partner to place 
                the contract or guide the ship/bidding in the best direction 
                based on their hand. So on the first hand, why did the opener 
                pull responder out of a 3 Notrump contract? The opener has fully 
                defined their hand – knowing this, responder is at least captain 
                (if not admiral)! When opener ignores responder’s sound bid and 
                unknown values, partnership trust suffers – to say nothing about 
                the quality of the final contract. Note from Ms. Manners: when 
                your opponents make such unsound bids, try not to smile. Here’s 
                another variation:
 
                
                
                3C   – (P)   – P - (3S); 
                
                
                4C ! – (4S) – P – (P); 
                
                
                5C ! – (X) 
                Have you seen this one before? Hopefully it was the opponents 
                bidding - you and your partner should refuse to pick up such bad 
                habits. Again, opener has relinquished captaincy, trusting 
                partner to steer the contract. Yet apparently opener fell in 
                love with their hand, pressing onward to 4 Clubs and even 5 
                Clubs as if captain! This is a real no-no; save such heavy 
                handed tactics for solo games.  
                In summary, remember that a player surrenders captaincy by 
                rebidding either their own or partner’s suit at the lowest 
                level, or bidding Notrump at the lowest level. After that, it’s 
                up to partner to guide the ship to a safe harbor and final 
                contract (excepting shared captaincy). |